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PREPRINTS IN THIS SERIES, IN PDF FORMAT.
* Starred papers have appeared in the journal cited.


J. Hu and D. Sullivan
Topological Conjugacy of Circle Diffeomorphisms
Abstract:

The classical criterion for a circle diffeomorphism to be topologically conjugate to an irrational rigid rotation was given by A. Denjoy. In 1985, one of us (Sullivan) gave a new criterion. There is an example satisfying Denjoy's bounded variation condition rather than Sullivan's Zygmund condition and vice versa. This paper will give the third criterion which is implied by either of the above criteria.

Christophe Golé and R. Karidi
A Note on Carnot Geodesics in Nilpotent Lie Groups
Abstract:

We show that strictly abnormal geodesics arise in graded nilpotent Lie groups. We construct such a group, with a left invariant bracket-generating distribution, for which some Carnot geodesics are strictly abnormal and, in fact, not normal in any subgroup. In the 2-step case we also prove that these geodesics are always smooth. Our main technique is based on the equations for the normal and abnormal curves, that we derive (for any Lie group) explicitly in terms of the structure constants.

G. Levin and S. van Strien
Local Connectivity of the Julia Set of Real Polynomials
Abstract:

One of the main questions in the field of complex dynamics is the question whether the Mandelbrot set is locally connected, and related to this, for which maps the Julia set is locally connected. In this paper we shall prove the following

Main Theorem: Let $f$ be a polynomial of the form $f(z)=z^d +c$ with $d$ an even integer and $c$ real. Then the Julia set of $f$ is either totally disconnected or locally connected. In particular, the Julia set of $z^2+c$ is locally connected if $c \in [-2,1/4]$ and totally disconnected otherwise.

Y. Moriah and J. Schultens
Irreducible Heegaard Splittings of Seifert Fibered Spaces are Either Vertical or Horizontal
Abstract:

Irreducible 3-manifolds are divided into Haken manifolds and non-Haken manifolds. Much is known about the Haken manifolds and this knowledge has been obtained by using the fact that they contain incompressible surfaces. On the other hand, little is known about non-Haken manifolds. As we cannot make use of incompressible surfaces we are forced to consider other methods for studying these manifolds. For example, exploiting the structure of their Heegaard splittings. This approach is enhanced by the result of Casson and Gordon [CG1] that irreducible Heegaard splittings are either strongly irreducible (see Definition 1.2) or the manifold is Haken. Hence, the study of Heegaard splittings as a mean of understanding 3-manifolds, whether they are Haken or not, takes on a new significance.

F. Lalonde and D. McDuff
Hofer's $L^{\infty}$-geometry: energy and stability of Hamiltonian flows, part II
Abstract:

In this paper we first show that the necessary condition introduced in our previous paper is also a sufficient condition for a path to be a geodesic in the group $Ham^c(M)$ of compactly supported Hamiltonian symplectomorphisms. This applies with no restriction on $M$. We then discuss conditions which guarantee that such a path minimizes the Hofer length. Our argument relies on a general geometric construction (the gluing of monodromies) and on an extension of Gromov's non-squeezing theorem both to more general manifolds and to more general capacities. The manifolds we consider are quasi-cylinders, that is spaces homeomorphic to $M \times D^2$ which are symplectically ruled over $D^2$. When we work with the usual capacity (derived from embedded balls), we can prove the existence of paths which minimize the length among all homotopic paths, provided that $M$ is semi-monotone. (This restriction occurs because of the well-known difficulty with the theory of $J$-holomorphic curves in arbitrary $M$.) However, we can only prove the existence of length-minimizing paths (i.e. paths which minimize length amongst {\it all} paths, not only the homotopic ones) under even more restrictive conditions on $M$, for example when $M$ is exact and convex or of dimension $2$. The new difficulty is caused by the possibility that there are non-trivial and very short loops in $Ham^c(M)$. When such length-minimizing paths do exist, we can extend the Bialy--Polterovich calculation of the Hofer norm on a neighbourhood of the identity ($C^1$-flatness).

Although it applies to a more restricted class of manifolds, the Hofer-Zehnder capacity seems to be better adapted to the problem at hand, giving sharper estimates in many situations. Also the capacity-area inequality for split cylinders extends more easily to quasi-cylinders in this case. As applications, we generalise Hofer's estimate of the time for which an autonomous flow is length-minimizing to some manifolds other than $\textbf{R}^{2n}$, and derive new results such as the unboundedness of Hofer's metric on some closed manifolds, and a linear rigidity result.

F. Lalonde and D. McDuff
Hofer's $L^{\infty}$-geometry: energy and stability of Hamiltonian flows, part I
Abstract:

Consider the group $Ham^c(M)$ of compactly supported Hamiltonian symplectomorphisms of the symplectic manifold $(M,\omega)$ with the Hofer $L^{\infty}$-norm. A path in $Ham^c(M)$ will be called a geodesic if all sufficiently short pieces of it are local minima for the Hofer length functional $\mathcal{L}$. In this paper, we give a necessary condition for a path $\gamma$ to be a geodesic. We also develop a necessary condition for a geodesic to be stable, that is, a local minimum for $\mathcal{L}$. This condition is related to the existence of periodic orbits for the linearization of the path, and so extends Ustilovsky's work on the second variation formula. Using it, we construct a symplectomorphism of $S^2$ which cannot be reached from the identity by a shortest path. In later papers in this series, we will use holomorphic methods to prove the sufficiency of the condition given here for the characterisation of geodesics as well as the sufficiency of the condition for the stability of geodesics. We will also investigate conditions under which geodesics are absolutely length-minimizing.

J. Kiwi
Non-accessible Critical Points of Cremer Polynomials
Abstract:

It is shown that a polynomial with a Cremer periodic point has a non-accessible critical point in its Julia set provided that the Cremer periodic point is approximated by small cycles.

D. Gale, J. Propp, S. Sutherland, and S. Troubetzkoy
Further Travels with my Ant
Abstract:

We discuss some properties of a class of cellular automata sometimes called a "generalized ant". This system is perhaps most easily understood by thinking of an ant which moves about a lattice in the plane. At each vertex (or "cell"), the ant turns right or left, depending on the the state of the cell, and then changes the state of the cell according to certain prescribed rule strings. (This system has been the subject of several Mathematical Entertainments columns in the Mathematical Intelligencer; this article will be a future such column). At various times, the distributions of the states of the cells for certain ants is bilaterally symmetric; we categorize a class of ants for which this is the case and give a proof using Truchet tiles.

M. Lyubich and Y. Minsky
Laminations in Holomorphic Dynamics
Abstract:

We suggest a way to associate to a rational map of the Riemann sphere a three dimensional object called a hyperbolic orbifold 3-lamination. The relation of this object to the map is analogous to the relation of a hyperbolic 3-manifold to a Kleinian group. In order to construct the 3-lamination we analyze the natural extension of a rational map and the complex affine structure on the canonical 2-dimensional leaf space contained in it. In this paper the construction is carried out in full for post-critically finite maps. We show that the corresponding laminations have a compact convex core. As a first application we give a three-dimensional proof of Thurston's rigidity for post-critically finite mappings, via the "lamination extension" of the proofs of the Mostow and Marden rigidity and isomorphism theorems for hyperbolic 3-manifolds. An Ahlfors-type argument for zero measure of the Julia set is applied along the way. This approach also provides a new point of view on the Lattes deformable examples.

E. Lau and D. Schleicher
Internal Addresses in the Mandelbrot Set and Irreducibility of Polynomials
Abstract:

For the polynomials $p_c(z)=z^d+c$, the periodic points of periods dividing $n$ are the roots of the polynomials $P_n(z)=p_c^{\circ n}(z)-z$, where any degree $d\geq 2$ is fixed. We prove that all periodic points of any exact period $k$ are roots of the same irreducible factor of $P_n$ over $\mathbb{C}(c)$. Moreover, we calculate the Galois groups of these irreducible factors and show that they consist of all permutations of periodic points which commute with the dynamics. These results carry over to larger families of maps, including the spaces of general degree-$d$-polynomials and families of rational maps. Main tool, and second main result, is a combinatorial description of the structure of the Mandelbrot set and its degree-$d$-counterparts in terms of internal addresses of hyperbolic components. Internal addresses interpret kneading sequences of angles in a geometric way and answer Devaney's question: "How can you tell where in the Mandelbrot a given rational external ray lands, without having Adrien Douady at your side?"

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